by Nathan Jacobson
Adrian Albert, one of the foremost algebraists of the world and President of the American Mathematical Society from 1965 to 1967, died on June 6, 1972. For almost a year before his death it had become apparent to his friends that his manner had altered from its customary vigor to one which was rather subdued. At first they attributed this to a letdown which might have resulted from Albert’s having recently relinquished a very demanding administrative position (Dean of the Division of Physical Sciences at the University of Chicago) that he had held for a number of years. Eventually it became known that he was gravely ill of physical causes that had their origin in diabetes with which he had been afflicted for many years.
Albert was a first generation American and a second generation American mathematician following that of E. H. Moore, Oswald Veblen, L. E. Dickson and G. D. Birkhoff. His mother came to the United States from Kiev and his father came from England.1 The father had run away from his home in Vilna at the age of fourteen, and on arriving in England, he discarded his family name (which remains unknown) and took in its place the name Albert after the prince consort of Queen Victoria. Albert’s father was something of a scholar, with a deep interest in English literature. He taught school for a while in England but after coming to the United States he became a salesman, a shopkeeper, and a manufacturer. Adrian was born when his father was fifty-five and his mother was thirty-five. It was a second marriage for both parents; his father’s first wife had died in childbirth, and his mother was a widow with two children when she married his father. Adrian was the middle child of a set of three children which his parents had in common. He grew up in a family that was formally orthodox Jewish but not strongly religious. In common with most immigrant families of the period the family had a strong drive toward assimilation and a determination to make the most of the opportunities offered by a comparatively free society undergoing rapid economic expansion with no limits in sight.
Albert spent all of his school years in the Midwest and all but two of these in Chicago. He attended public schools at Chicago and at Iron Mountain, Michigan, and entered the University of Chicago in 1922 where in rapid succession he earned a B.S. degree in 1926, an M.S. degree in 1927, and a Ph.D. in 1928. His advisor for his master’s and his doctoral dissertations was Leonard Eugene Dickson. After his doctorate Albert spent a year at Princeton University as a National Research Council Fellow. He was attracted to Princeton by that great master of associative algebra theory, J. H. M. Wedderburn, who was then a professor at the university. Albert returned to Princeton in 1933, this time as one of the first group of temporary members of the Institute for Advanced Study.
Albert married Frieda Davis in 1927, and they had three children, Alan, Roy, and Nancy, one of whom, Roy, died of diabetes at the age of twenty-three.
Except for two years (1929–1931) as an Instructor at Columbia University and a number of visiting professorships (at Rio de Janeiro, Buenos Aires, University of Southern California, Yale, and the University of California at Los Angeles) all of Albert’s academic career was spent at the University of Chicago. In 1960 he was named Eliakim Hastings Moore Distinguished Service Professor, and he served as Chairman of the Department of Mathematics for three years until he became Dean of the Division of Physical Sciences in 1962. He held this position until 1971 when he reached the mandatory retirement age of sixty-five for the deanship.
Of the mathematicians who influenced Albert most directly we should list the following: Dickson, who set the direction for almost all of Albert’s research and whose books, Algebras and their Arithmetics (1923) and Algebren und ihre Zahlentheorie (1927), stimulated the great flowering of associative algebra theory of the 1930’s; Wedderburn, whose elegant results and methods were an inspiration to Albert; Hermann Weyl, whose lectures on Lie groups and especially Lie algebras aroused Albert’s interest in this subject — an interest which later broadened to encompass the whole range of nonassociative algebras; and above all, Solomon Lefschetz, who introduced Albert to the subject of Riemann matrices during his postdoctoral year (1928–1929) at Princeton.
Mrs. Albert tells the story of this introduction in a charming fashion. Filling in some mathematical details it runs somewhat as follows. Albert had given a lecture on his dissertation at the Princeton mathematics club. In the audience were Dieudonné, J. H. C. Whitehead and Lefschetz, who had worked on the problem of multiplication algebras of Riemann matrices. Lefschetz apparently sensed that here was a brilliant young algebraist whose interests and power made him ideally suited to attack this problem. After Albert’s talk he described the problem to him. A lively discussion ensued, mostly in the course of wanderings through the streets of Princeton. This lasted for several hours, well past dinnertime, and Mrs. Albert had become quite concerned before Albert finally returned home, apparently in great excitement over his initiation into a fascinating area of classical mathematics which provided a strong motivation for the study of his chosen field of associative algebras.
Lefschetz was certainly right in his judgment. Albert took to the problem on Riemann matrices with great enthusiasm, and as the structure theory of associative algebras was revealed by Albert, Brauer, Hasse and Emmy Noether, Albert could push forward the theory of multiplication algebras of Riemann matrices until he achieved a complete solution of the central problem (which we shall discuss below). For this achievement Albert was awarded the Cole Prize in algebra in 1939.
This was a memorable year for Albert. Besides the Cole Prize award which he received that year, he was the Colloquium speaker of the Society for 1939. Moreover, he performed a feat, which we believe has never been matched, of having the book, Structure of Algebras, the subject of his lectures in print at the same time that the lectures were delivered.
Around 1942 Albert’s research interests shifted from associative to nonassociative algebras. He wrote many important papers in this field (which we shall discuss below). In 1965 Albert returned to his first love, structure theory of associative algebras.
Besides his own important contributions to mathematics, Albert was instrumental in a number of ways in improving the status of the profession. He had a good deal to do with the establishment of government research grants for mathematics on more or less an equal footing with those in the other sciences. He was chairman of the Committee to Prepare a Budget for Mathematics for the National Science Foundation, 1950, and chairman of the Committee on a Survey of Training and Research Potential in the Mathematical Sciences, January 1955–June 1957 (which became known as “The Albert Committee”). He demonstrated that pure mathematicians could be useful in applied and directed research by acting as a consultant for a number of government sponsored research agencies. For a number of years he was associated with the Institute for Defense Analysis as a member of its Board of Trustees and for a year as Director of its Princeton group. He directed the research project SCAMP for several summers and organized and directed the project ALP (known as “Albert’s little project”).
Albert was also a driving force in the creation of the summer research institutes which have become such an important part of the research activities of the Society, supported by the National Science Foundation. He was chairman of the committee which was responsible for the first one of these — on Lie groups and Lie algebras — held at Colby College in Maine in the summer of 1953.
Albert’s role as a “statesman” for mathematics included membership on the Board of Trustees of the Institute for Advanced Study, chairman of the Consultative Committee of the Nice Congress, and Vice-President of the International Mathematical Union.
His influence in mathematics extended also through a large number of gifted students. One of the most distinguished of these, Dan Zelinsky, has written a warm appreciation of Albert as a mathematician and as a person [e37].
Naturally many important honors came his way. He was elected to the National Academy of Sciences in 1943 and was awarded honorary doctorates from Notre Dame, Yeshiva University, and the University of Illinois. He was elected a corresponding member of the Brazilian Academy of Sciences, honorary member of the Argentine Academy of Sciences, and of the Mexican Mathematical Society. He thoroughly enjoyed these honors, but he derived almost as much pleasure from the honors bestowed on fellow algebraists and on his friends. Most of all he enjoyed seeking out a colleague to whom he could communicate his latest discovery, which excited him greatly.
Most of Albert’s important discoveries fall neatly into three categories: I. Associative algebras, II. Riemann matrices, III. Nonassociative algebras. We proceed to give an indication of these and of some interesting isolated results which we shall mention under IV. Miscellaneous.
I. Associative algebras
The Wedderburn structure theorems of 1907
on finite dimensional associative algebras over a field focused attention
on the division algebras in this class. In 1906 Dickson had given a construction
of a type of algebra called cyclic which included division algebras.
These contain a maximal subfield
In 1921 Wedderburn published some other important results on division
algebras
[e2].
Noting that one may as well consider these as algebras
over their centers and so assume that they are central in the sense that the
center is the base field
Abelian crossed products were rediscovered by Cecioni [e3], and these were further generalized by Dickson [e4] and [e6] to arbitrary crossed products based on any Galois extension field.
Much of Albert’s early work was concerned with the study of finite
dimensional central simple algebras. His first important result on these was
the theorem, proved in his dissertation
[1],
that every central division
algebra of degree four (dimension sixteen) is a crossed product. This was
the next case to be considered after Wedderburn’s theorem that in degree
three these algebras are cyclic. Albert improved the result in
[2]
by
showing that the degree four central division algebras are crossed products
based on abelian extension fields whose Galois groups are direct products
of two cyclic groups of order two, and he gave a simpler proof of this
result in
[5].
In both of these papers the algebras of characteristic two
were excluded. In a subsequent paper
[12]
he was able to overcome the
difficulties of the characteristic two case. Brauer was the first to show
that the central division algebras of degree four, unlike those of degree
three, need not be cyclic. He constructed an example of such an algebra
which was a tensor product of two (generalized) quaternion algebras
[e7].
Subsequently,
Albert [6]
constructed one which is not such a
product. This was significant in view of another important theorem,
proved by Albert
[34],
stating that a central division algebra
The main goal of the structure theory of algebras of the period 1929–1932 was the determination and classification of finite dimensional
division algebras over the field
Albert’s main contributions were on the purely algebraic side. There is
a substantial overlap between his results on central simple algebras and
those of the German school of algebraists of the period of the early thirties,
especially those of Richard Brauer and of Emmy Noether. Albert obtained
independently all the algebraic results on splitting fields, extensions
of isomorphisms and tensor products which were needed to obtain
the fundamental theorems on division algebras over number fields.
Of central importance for the algebraic theory is the group of classes of
central simple algebras which was introduced by Brauer in 1929
[e7].
We recall the definition. Two (finite dimensional) central simple algebras
The high points of the structure theory of algebras of the 1930’s were
undoubtedly the theorem that every finite dimensional central division
algebra over a number field is cyclic, and the classification of these algebras
by a set of numerical invariants. The latter result amounts to the determination
of the structure of the Brauer group for a number field. Besides
the general theory of central simple algebras we have indicated, the
proofs of these fundamental results required the structure theory of
central simple algebras over
The results which had been obtained up to this point suggested the following
two problems: (I) Is every finite dimensional central division algebra
a crossed product? (II) Is every one of prime degree cyclic? These are
equivalent to the question of existence of a maximal Galois and maximal
cyclic subfield, respectively, for these algebras. The results of Wedderburn
and Albert imply that the answer to the second question is affirmative
for the primes 2 and 3 and for the first for the degrees 2, 3, 4, 6 and 12.
Quite recently
Amitsur showed that the answer to the first question
is negative by showing that for any
A beautiful chapter in the structure theory of central simple algebras
is the theory of
A generalization of cyclic algebras in which the cyclic maximal subfield
Most of the important results on associative algebras which Albert
obtained prior to 1939 can be found in an improved form in his AMS
Colloquium book, Structure of Algebras. This extremely readable and
beautifully organized book can still be recommended to a beginning student
with a serious interest in structure theory and is an indispensable reference
book for certain aspects of the theory, particularly the theory of
II. Riemann matrices and associative algebras with involution
The theory of multiplications of Riemann matrices has its origin in algebraic
geometry. On a Riemann surface of an algebraic curve of genus
Alternatively, the matrices
There is another, formally simpler, formulation of Riemann matrices
(the foregoing
The important early work on multiplication algebras is due to
Poincaré, Scorza, Lefschetz and
Rosati. Poincaré achieved a reduction to so-called
pure Riemann matrices for which the multiplication algebras are division
algebras. Lefschetz considered the situation in which the multiplication
algebras are commutative. Rosati observed the important fact that if
The central problem on multiplication algebras of Riemann matrices is
to determine necessary and sufficient conditions that a division algebra
over
Albert’s work on Riemann matrices went hand in hand with the development of the theory of division algebras. It culminated in the complete solution of the principal problem, which he published in three papers appearing in the Annals of Mathematics in 1934 and 1935 ( [9], [11] and [16]). To achieve this required the development ab initio of the basic theory of simple algebras with involution. Albert presented improved versions of this theory in [17] and in his Structure of Algebras. We shall indicate first his results on algebras with involution.
We assume throughout that
Albert proved that if a division algebra over a number field has an involution
of first kind, then the algebra is a quaternion algebra over its
center. Moreover, he determined the division algebras over number fields
having involutions of second kind. He showed that any such algebra is
cyclic
These results, especially those on division algebras with involutions over
number fields, provided the machinery for the solution of the problem of
multiplication algebras for Riemann matrices. Using Rosati’s theorem,
one sees that the center
In an exposition [e30] of the theory of Riemann matrices, C. L. Siegel made some notable improvements on Albert’s results. We should mention also that Weyl in [e11] gave an alternative treatment of the subject based on Brauer factor sets.
III. Nonassociative algebras
From about 1942 to 1965, when he returned to the problem of existence of noncyclic associative division algebras of prime degree, most of Albert’s research was in the area of nonassociative algebra: structure theory of nonassociative algebras, quasigroups, nonassociative division rings, and nondesarguesian projective planes. In our account of his contributions to this rather broad field of mathematics, we shall be selective, picking out what we consider his most important work — judged from the criterion of general mathematical interest. From this point of view, Albert’s discoveries on Jordan algebras are undoubtedly his most important ones in nonassociative algebra, and these are perhaps on a par with his work on associative algebras and Riemann matrices. We shall begin our account with this work, and we shall first sketch the story of Jordan algebras before Albert took them up as a subject of intensive study.
The study of the class of algebras which now bear his name was initiated
in 1932 by the physicist, P. Jordan. His declared objective was to
achieve a better formalism for quantum mechanics than one based on
selfadjoint operators in Hilbert space. Observing that the set of these
operators is a vector space over
They showed that the algebras satisfying these conditions are direct sums of ideals that are simple algebras, and they determined the simple ones as belonging to one of the following classes:
The vector space over
of hermitian matrices with entries in , , or Hamilton’s quaternion algebra , endowed with the algebra structure in which the product is in terms of the usual matrix product .The algebras over
with bases and multiplication defined by the table , 1 the unit.The algebra
of hermitian matrices with entries in the algebra of Cayley numbers, endowed with the product , where, as before, is the usual matrix product.
Conversely, the algebras listed satisfy the above conditions.
Now one defines a Jordan algebra over a field
After this brief encounter with the Jordan theory, a number of years elapsed before Albert returned to the subject. In a series of three papers appearing in 1946, 1947 and 1950, Albert [29], [31], [35] developed the basic structure theory of finite dimensional Jordan algebras over a field of characteristic not two. Since it is interesting to observe how the subject evolved in Albert’s hands, we shall give a brief indication of the contents of each of these papers.
In the first one he considered Jordan algebras defined concretely as Jordan
algebras of linear transformations of a finite dimensional vector space,
that is, subspaces of
In his second paper, Albert dealt with abstract finite dimensional
Jordan algebras over any field of characteristic not two. He showed that
nil algebras of this type are nilpotent in the sense that there exists an integer
In his third paper, Albert extended these results except for a small
gap (which was filled by Jacobson in
[e26])
to the characteristic
A particularly interesting class of Jordan algebras is that of the finite dimensional
exceptional central simple Jordan algebras. If
One can distinguish two types of exceptional simple Jordan algebras:
the reduced ones and the division algebras. The first contains idempotents
The first construction of exceptional Jordan division algebras is due
to Albert
[41],
[49].
He showed also that no such algebras exist over
number fields. On the other hand, if
From the abstract point of view, a very natural class of algebras (or
rings) is the class satisfying the power associativity condition: subalgebras
(or subrings) generated by single elements are associative. This includes
Jordan algebras, alternative algebras (defined by the identities
Albert initiated the study of power associative rings (without finiteness
conditions) in a paper
published in
[32].
The conditions of power
associativity are that for any
Let
Any simple alternative ring containing an idempotent
The ultimate result on simple alternative rings is due to Kleinfeld [e23], [e27]. This states that all simple alternative rings are either associative or Cayley algebras. Albert’s theorem was used as a step in the first proof of Kleinfeld’s theorem.
In
[36]
and
[41]
Albert proved a generalization for power associative
rings of Wedderburn’s celebrated theorem on the commutativity of
finite associative division rings. Call an algebra over a field strictly power
associative if all the algebras obtained by extending the base field are
power associative. Also one defines a (nonassociative) division ring by
the property that the left and right multiplications
Albert had a hand in the discovery of several new classes of simple
Lie algebras of prime characteristic (see
[e25],
[38] and
[e28]).
Recently
these results have taken on added luster because of the discovery by
Kostrikin and
Shafarevitch
[e33]
that these Lie algebras can be regarded as
characteristic
Albert and his students and followers also studied a number of other classes of nonassociative algebras defined by identities. Until now the results which have been obtained on these appear to be of interest only to specialists in the field. We shall therefore refrain from giving any indication of these results. Albert wrote several papers on general nonassociative theory. In one of these [25] he gave a definition of a radical for any finite dimensional nonassociative algebra. Since the theory of the radical is quite interesting and deserves to be better known than it is at present, we take this opportunity to sketch what we believe is an improved version of this theory.
Let
One obtains important information on an algebra
For certain important classes of algebras (e.g. associative, alternative,
Jordan),
If
This can be proved by using the fact that the Lie algebra
In a paper
[26]
which appeared in 1942, Albert introduced a concept
of isotopy for nonassociative algebras. Let
IV. Miscellaneous
Albert wrote a number of papers
[7],
[13],
[11],
[14],
[15]
on the structure of field extensions. He was particularly
interested in explicit constructions of cyclic field extensions since these
played an important role in his investigations of the structure of division
algebras. Albert’s results on cyclic extensions are presented in a connected
fashion in Chapter IX of his algebra text Modern Higher Algebra. There are
numerous references to these results in Structure of Algebras. For the
case of degree
Albert was fascinated by the problem of minimum number of generators for algebraic structures. He proved [28] that any separable associative algebra is generated by two elements and, with John Thompson [42], proved that the projective unimodular group over a finite field is generated by two elements, one of which has order two.
In a joint paper with
Muckenhoupt
[39],
he proved that for any field
In [24] Albert proved that a finite dimensional ordered division algebra is necessarily commutative. This does not hold for infinite dimensional algebras, for Hilbert has given an example in the second edition of his Grundlagen der Geometrie of a “twisted” power series division ring which is not commutative and which can be ordered. It is interesting to note that Hilbert’s first attempt to give such an example in the first edition of Grundlagen can be seen to be wrong by invoking Albert’s theorem!
Another pretty result of Albert’s gives a determination of the finite
dimensional absolute valued algebras over
and if and only if ; ; for ; .
It had been conjectured by
Kaplansky that if such an algebra has a unit,
then it is alternative, and hence, by a classical result, it is necessarily
either
Albert’s last published paper
[53] — published posthumously — proves
an interesting theorem on quaternion algebras: If
Our recital of Albert’s major achievements gives no indication of his methods or, more broadly speaking, of his mathematical style, which was highly individualistic. Perhaps its most characteristic qualities were the directness of his approach to a problem and his power and stamina to stick with it until he achieved a complete solution. He had a fantastic insight into what might be accomplished by intricate and subtle calculations of a highly original character. At times he could have obtained simpler proofs by using more sophisticated tools (e.g. representation theory), and one can almost always improve upon his arguments. However, this is of secondary importance compared to the first breakthrough which establishes a definitive result. It was in this that Albert really excelled. He regarded himself as a “pure” algebraist and in a sense he was. However, his best work — the solution of the problem of multiplication algebras of Riemann matrices — had its origin in another branch of mathematics. Moreover, he could exploit analytic and number theoretic results when he needed them — as he did in this instance.